Date: August 18, 2022
Please join us for our 41st Inside the Beltway session on Thursday, August 18, 2022. Inside the Beltway is Faegre Drinker’s quarterly series of complimentary presentations on developments in Washington, D.C., that directly affect our industry.
During this session of Inside the Beltway, we will cover developments in legislation, the Department of Labor’s (DOL) self-correction provision in PTE 2020-02, and FINRA’s Examination Priorities:
- Fred Reish and Brad Campbell will share their thoughts on the movement of retirement plan legislation through Congress: SECURE, EARN and RISE & SHINE.
- Brad and Fred will also discuss the DOL’s regulatory agenda and the possible new fiduciary regulation and Prohibited Transaction Exemptions, including 84-24.
- They will then discuss the status of compliance with PTE 2020-02 and the self-correction procedures for fixing 2020-02 failures.
- Sandy Grannum will then cover key issues related to FINRA’s 2022 examination priorities.
Original source can be found here.